A top-tier institutional asset management firm based in midtown Manhattan is currently looking to hire a Manager, Business Governance Control, Asset Management with 7 - 10+ years of anti-financial crime experience within the asset management / financial services industry (including anti-money laundering, anti-terrorist financing, anti-bribery / corruption and sanctions).
Manager, Business Governance Control, Asset Management
Summary:
The Manager, Business Governance Control, Asset Management manages a portfolio of governance and control activities for moderately complex or high-risk business or functional area and implements policies/processes and/or initiatives to meet governance and control guidelines. Acting as a technical lead on key control initiatives,
The Manager, Business Governance Control, Asset Management is a highly seasoned professional role requiring substantial anti-financial crime (anti-money laundering, anti-terrorist financing, anti-bribery and corruption and sanctions) privacy, and risk and control knowledge/expertise in an investment management environment
Responsibilities:
• Support and maintain the firm's anti-financial crime and privacy programs to comply with requirements under enterprise policies and standards, as well as legal and regulatory requirements
• Contribute to the maintenance of the firm's Regulatory Compliance Management program by supporting control mapping activities for the firm's array of processes
• Act as liaison to internal business and control partners to achieve common understanding of the applicable internal and regulatory requirements, allowing for effective recommendations on course of action and best practices to improve business operations
• Build relationships between teams and functions, and where required, work autonomously to lead and guide others on subject matters relevant to the role
Requirements:
• 7+ years of anti-financial crime experience within the asset management / financial services industry (including anti-money laundering, anti-terrorist financing, anti-bribery / corruption and sanctions)
• Advanced knowledge of anti-financial crime and privacy regulations
• Advanced business understanding and knowledge of risk and control functions
• Undergraduate degree
